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[Securities Eligibility Assessment]

In order to save both time and monetary expenses in learning whether or not your private securities are eligible, we provide the service of evaluating the viability of your securities. By offering this service we have enabled thousands of holders to eliminate the guesswork normally involved in beginning the monetization process.

To promote greater interest in the Private Securities Market (PSM), as of 2009 we no longer require a fee for evaluation unless the volume, nature, and type of investment paper the Client seeks to enter into the system is non-standard. Therefore, in those instances where fees may be applicable, they are calculated on a case-by-case basis. Once the assessment is completed a report is prepared with an approval & recommendation or notice of ineligibility.

Because the service is provided without fees, all evaluations must take place on a first-come-first-serve basis, and all standardized forms will be moved in front of all others with the exception of some special requests submitted to our Client Services department. See our list of standardized forms for more information.

Requests Policy

Requests for evaluation should be submitted in digital Portable Document Format (PDF), preferably in no greater than 300 DPI resolution, via e-mail to our Client Services department. Securities submitted by mail or courier will generally be given lower priority than all others with the exception of some special requests. Non-PDF submissions must be certified copies of the original, front and back to conserve paper.

Paper size should conform to the international paper size standard A4 (ISO 216) with the exception of securities issued via the USA, Canada or other countries that still use the US Standard Letter format. Copies should be cleanly printed on white copy paper in black ink. Color, illegible and uncertified copies are summarily rejected. Securities meeting the criteria listed in Memo #0908SA0 are no longer accepted.

 

Please see our latest Announcements prior to submitting your request.